Question

Which of the following is the regulatory function of SEBI?

Options

• Registration

• Regulating the Work

• Regulation by Legislation

• All of the above

Answer 1

All of the above

Explanation -

Registration: One of SEBI's regulatory tasks is the registration of brokers, sub-brokers, agents, and other market participants. SEBI is also in charge of registering collective mutual funds and mutual funds.

• Regulating the Work : Stockbrokers, underwriters, merchant bankers, and other market intermediaries are all regulated by SEBI. It establishes norms and regulations for the operation of intermediaries. Companies' takeover proposals are likewise regulated by SEBI. It investigates and audits stock exchanges and middlemen on a regular basis.
• Regulation by Legislation: SEBI carries out and exercises a variety of additional functions granted by the Indian government under the Securities Contracts (Regulation) Act, 1956. It also assesses fees or other charges to carry out the Act's objectives.