Securities and Exchange Board of India (SEBI)

Attempt the following:

Write a reply to a complaint by an investor

Lalita wants to buy shares of Akbar Enterprises, through her broker Kushvinder. She has a Demat Account and a bank account for cash transactions in the securities market. Discuss the subsequent steps involved in the screen-based trading for buying and selling of securities in this case.

Answer each of these questions in about fifteen words

What do you understand by private placement?

Depository Participant

Select the correct answer from the options given below and rewrite the statement.
________ was established as a statutory body to regulate the securities market in India.

Assertion (A): Certificates of Deposit (CD) are secured, negotiable, long-term instruments in bearer form.

Reason (R): A rise in call money rates makes other sources of finance such as commercial paper and certificates of deposit cheaper in comparison as banks raise funds from these sources.

STATEMENT I: Electronic holdings can be converted into physical certificates with the process of dematerialisation.

STATEMENT II: There is no danger of theft, loss or forgery of share certificates in dematerialisation.

Choose the correct option from the following:

Select the correct answer from the options given below and rewrite the statement.
________ regulates the functioning of Stock Exchange in India.