मराठी

Select the correct answer from the options given below and rewrite the statement.________ regulates the functioning of Stock Exchange in India. - Secretarial Practice

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प्रश्न

Select the correct answer from the options given below and rewrite the statement.
________ regulates the functioning of Stock Exchange in India.

पर्याय

  • SEBI

  • MCA

  • ROC

MCQ

उत्तर

SEBI regulates the functioning of Stock Exchange in India.

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  या प्रश्नात किंवा उत्तरात काही त्रुटी आहे का?
पाठ 12: Correspondence with Statutory Authorities - Exercise Q.1 [पृष्ठ १८३]

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बालभारती Secretarial Practice [English] 11 Standard Maharashtra State Board
पाठ 12 Correspondence with Statutory Authorities
Exercise Q.1 | Q 1.12 | पृष्ठ १८३

संबंधित प्रश्‍न

The company has to obtain consent of ............................ if issue of debentures exceeds Rs. 1 crore.

  1. SEBI
  2. Registrar
  3. National Stock Exchange

Mr. Sanjay Nehra was the Chairman of 'Taran Bank.' The bank was earning good profits. Shareholders were happy as the bank was paying regular dividends. The market price of their shares was also steadily rising. The bank was about to announce taking over of 'Vena Bank.' Mr. Sanjay Nehra knew that the share price of 'Taran Bank' would rise on this announcement. Being a part of the bank, he was not allowed to buy shares of the bank. He called one of his rich friends Sudhir and asked him to invest Rs 5 crores in shares of his bank promising him the capital gains. As expected the share prices went up by 40% and the market price of Suhir's shares was now Rs 7 crores. He earned a profit of Rs 2 crores. He gave Rs 1 crore to Mr. Sanjay Nehra and kept Rs 1 crore with himself. On regular inspection and by conducting enquiries of the brokers involved, Securities and Exchange Board of India (SEBI) was able to detect this irregularity. The SEBI imposed a heavy penalty on Mr. Sanjay Nehra.

By quoting the lines from the above para identify and state any two functions that were performed by SEBI in the above case.


Lalita wants to buy shares of Akbar Enterprises, through her broker Kushvinder. She has a Demat Account and a bank account for cash transactions in the securities market. Discuss the subsequent steps involved in the screen-based trading for buying and selling of securities in this case.


Answer each of these questions in about fifteen words:

What is SEBI?


Answer each of these questions in about fifteen words:

State three functions of SEBI rolled into one body.


Answer the question in about fifty words:

What is SEBI and what is its role?


Answer each of these questions in about fifty words:

Explain briefly the three functions of SEBI rolled into one body.


State any five regulatory functions of the Securities and Exchange Board of India


Which of the following is the regulatory function of SEBI?


______ is a legally enforceable document and helps to settle disputes/claims between the investor and the broker. It contains details of the number of shares bought or sold, the price, the date and time of deal, and the brokerage charges. 


Which of the following stands for SEBI?


The basic purpose of SEBI is to create an environment to facilitate efficient mobilisation and allocation of resources through the securities markets. Who are the constituents of this market for whom SEBI aims at creating a conducive environment?


Which of the following is not a Protective Function performed by SEBI?


The Securities and Exchange Board of India was established by the Government of India and was  given a statutory status in ______.


State the first development bank of the country


Which of the following is/are the 'Developmental Functions' of Securities and Exchange Board of India?


Assertion (A): Certificates of Deposit (CD) are secured, negotiable, long-term instruments in bearer form.

Reason (R): A rise in call money rates makes other sources of finance such as commercial paper and certificates of deposit cheaper in comparison as banks raise funds from these sources.


Zakira Ltd. wants to invest in treasury bills issued by RBI. What will be the minimum amount to be invested in Treasury Bill?


Which of the following is not a function of Securities and Exchange Board of India (SEBI)?


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